14:00 - 17:00


Sheung Wan

Course Fee


CPD Hour


Objectives: After completion of the workshop, the participants will have a good understanding of key AML controls and sound practices on trade finance activity.

Programme Outline:

  • Why trade finance activity is getting more important for AML scrutiny and risk monitoring?
  • What is the risk assessment of trade finance business?
  • What is due diligence required for trade finance business? What additional information is required for trade finance transactions?
  • What are the different types of trade finance transactions and additional information that banks are encouraged to obtain at customer inception stage or at the transaction stage? 
  • What additional information to be obtained for trade finance transactions with higher financial crime risk?
  • What controls are expected for invoice financing and dual-use goods?
  • What are the sanctions controls applicable to trade finance transactions?
  • What are the specific trade-based money laundering controls?
  • What are the common red flags for trade finance transactions?
  • Group discussion sharing common market practices


CPD Credit Hour : 3.00 Hours

Fee : HKIB Individual Member: HK$1200 | Staff of Corporate Member: HK$1400 | Non-member: HK$1600

Application Deadline : 5 October 2019 (Sat)

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