語言

Cantonese (supplemented with English materials)

公司

HKIB

時間

19:00 - 22:00

地點

上環

課程費用

900

CPD 時數

3

Programme Objectives: 

  • Maintaining compliance in the face of frequent rule changes
  • Managing risk instead of avoiding risk: Putting a stop to “de-risking”
  • Proper due diligence vs. being too invasive: Walking the fine line of KYC on-boarding procedures
  • Potential commercial value vs. potential downsides – choosing appropriate business relationships
  • Being vigilant in preparation for high-profile terrorist attacks

 

Programme Outline:

  • Compliance requirement for financial institutions
  • Compliance implementation in financial institutions
  • OFAC compliance program requirements
  • HK & Regional AML regulations

 

CPD Credit Hour : 3.00 Hours

Fee : HKIB Individual Member: HK$900 | Staff of Corporate Member: HK$1080 | Non-member: HK$1200

More Info : http://bit.ly/2YJ9HGf