Cantonese (supplemented with English materials)

HKIB

19:00 - 22:00

上環

900

3

Programme Objectives: 

• Maintaining compliance in the face of frequent rule changes
• Managing risk instead of avoiding risk: Putting a stop to “de-risking”
• Proper due diligence vs. being too invasive: Walking the fine line of KYC on-boarding procedures
• Potential commercial value vs. potential downsides – choosing appropriate business relationships
• Being vigilant in preparation for high-profile terrorist attacks

Programme Outline:

• Compliance requirement for financial institutions
• Compliance implementation in financial institutions
• OFAC compliance program requirements
• HK & Regional AML regulations

CPD Credit Hour : 3.00 Hours

Fee : HKIB Individual Member: HK$900 | Staff of Corporate Member: HK$1080 | Non-member: HK$1200

More Info : http://bit.ly/2YJ9HGf