Cantonese (Supplemented with English Materials)

HKIB

19:00 - 22:00

上環

1800

6

Upon completion of the programme, the participants will be able to embrace the top 10 regulatory and enforcement trends from global to local.

Programme Outline:

Importance of increased focus on individuals and gatekeepers in criminal investigations and enforcement actions

• In-depth global cooperation, including Swiss, Singapore & Hong Kong that will apply to AML

• Money laundering: the continuing focus on terrorist financing and anti-money laundering - how HK treats China’s SOE financial institutions?

• On-going anti-bribery and corruption enforcement particularly in banking and financial sector where HK is focus. Anti-bribery and corruption remains a top priority for enforcement

• The increasing importance of effective corporate compliance programs

• Continuing reliance on Whistle-Blowers and Qui Tam Relators where whistle-blower programs continue to be a source of tips that have resulted in enhanced enforcement activity

• Use of trade sanctions as a weapon to enforce foreign policy objectives will be persisted.

• Enforcement of cyber security regulations on the rise

• Continuing focus on crime, fraud, waste and abuse

• Risk culture: the renewed focus on accounting, fraud and disclosure enforcement actions

Date : 22 & 29 January (Tuesday)

CPD Credit Hour : 6.00 Hours (3 Hours per session)

Fee :  HKIB Individual Member: HK$1800 | Staff of Corporate Member: HK$2,160 | Non-member: HK$2,400

More Info : https://bit.ly/2CmaeUz