語言

Cantonese (supplemented with English materials)

公司

HKIB

時間

19:00 - 22:00

地點

上環

課程費用

900

CPD 時數

3

Why should even veterans be afraid of CRS & AEOI on HK implementation?

When maintaining appropriate compliance in the face of frequent rule changes, CRS is being focused. In dealing with proper due diligence vs. being too invasive: CRS is an instance for study.

With most recent enforcement cases, standard of the candidates, whether being of frontline, compliance, risk management, coaching, management, etc. shall be enhanced

 

Programme Outline

• Regional Authorities' Response to Prevention of Money Laundering & Counter-terrorist Financing Global Tax Transparency

• OBSI license revokation in May 2016, then MAS set up AML unit

• OAMLO in Hong Kong v FATF 2012 recommendations: Hong Kong landmark court case & bank to be fined

• Current Legislations concerned with anti-money laundering and counter-terrorist financing

• Risk Culture : Anti-Money Laundering and Counter-Terrorist Financing Policy, Procedures & Systems

• Customer Due Diligence Measures

• Financial Sanctions and Terrorist Financing Monitoring

• Suspicious Transaction Reporting (STR)

• Record-Keeping

• Staff Training

• OBSI license revokation in May 2016, then MAS set up AML unit

• AMLO in Hong Kong vs. FATF 2012 recommendations: Hong Kong landmark court case & bank to be fined

• Recent news in private banking and Asia wealth management industry

 

CPD Credit Hour : 3.00 Hours

Fee : HKIB Individual Member: HK$900 | Staff of Corporate Member: HK$1,080 | Non-member: HK$1,200

More info : http://bit.ly/2KMIm38