HKIB
Common Reporting Standard – The Regional Authorities’ Responses & Establishment of Risk Culture Impact upon Hong Kong and Mainland China
22Aug2018
語言
Cantonese (supplemented with English materials)
公司
HKIB
時間
19:00 - 22:00
地點
上環
課程費用
900
CPD 時數
3
Why should even veterans be afraid of CRS & AEOI on HK implementation?
When maintaining appropriate compliance in the face of frequent rule changes, CRS is being focused. In dealing with proper due diligence vs. being too invasive: CRS is an instance for study.
With most recent enforcement cases, standard of the candidates, whether being of frontline, compliance, risk management, coaching, management, etc. shall be enhanced
Programme Outline
• Regional Authorities' Response to Prevention of Money Laundering & Counter-terrorist Financing Global Tax Transparency
• OBSI license revokation in May 2016, then MAS set up AML unit
• OAMLO in Hong Kong v FATF 2012 recommendations: Hong Kong landmark court case & bank to be fined
• Current Legislations concerned with anti-money laundering and counter-terrorist financing
• Risk Culture : Anti-Money Laundering and Counter-Terrorist Financing Policy, Procedures & Systems
• Customer Due Diligence Measures
• Financial Sanctions and Terrorist Financing Monitoring
• Suspicious Transaction Reporting (STR)
• Record-Keeping
• Staff Training
• OBSI license revokation in May 2016, then MAS set up AML unit
• AMLO in Hong Kong vs. FATF 2012 recommendations: Hong Kong landmark court case & bank to be fined
• Recent news in private banking and Asia wealth management industry
CPD Credit Hour : 3.00 Hours
Fee : HKIB Individual Member: HK$900 | Staff of Corporate Member: HK$1,080 | Non-member: HK$1,200
More info : http://bit.ly/2KMIm38
