語言

Cantonese (supplemented with English materials)

公司

HKIB

時間

19:00 - 22:00

地點

上環

課程費用

750

CPD 時數

3

By the end of programme, the participant will be able to:
• Demonstrate an adequate understanding and practical application of legal and regulatory requirements, and ethics relevant for practitioners
• Demonstrate a broad-based view of risk governance, risk culture and risk management, and an understanding of the wider implications and long-term impact of own actions on various stakeholders.

Risk Management, Risk Governance and Risk Culture of Private Wealth Management Institutions
• Controls and Accountabilities; Reporting and Escalation Policies
• Overview
• Controls and Accountabilities
• Reporting and escalation policies
• Risk Management of Private Wealth Management Institutions
• Overview of risk management
• Risk Governance and Risk Culture of Private Wealth Management Institutions
• Principles of proper risk governance, risk culture, risk appetite and values
• Relevance of risk governance and culture to a practitioner’s business conduct
• Impact and responsibilities of a practitioner’s actions to customers, the institution and other stakeholders
• Remuneration System
• Setting and monitoring of remuneration system that align with risk management objectives of the institute
• Risk management & compliance
• Ensure personal and team compliance
• Best practices & case studies

 

Date : 4 Programmes - 15 Feb 2019, 22 Feb 2019, 01 March 2019, 08 March 2019

CPD Credit Hour : 3.00 Hours (Per Programme)

Fee : HK $750 per module

More Info : http://bit.ly/2DKPkjT

Special Offer : Enroll 2 or more modules in one time, enjoy a 10% discount off